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Summary: The Financial Industry Regulatory Authority Inc.'s mission is to protect investors from fraud and bad practices. It does this by writing and enforcing rules and regulations governing the nation's 3,700 broker-dealers and the 631,000 brokers who are affiliated with them.
 If Finra is allowed to continue, it should be forced to open its doors and let the sunlight in, observing the same level of disclosure as government agencies. Requiring Finra to open its meetings to the public and to adhere to the Freedom of Information Act would be good first steps." |
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